This Protocol sets out a specific framework for co-operation between the PSR and FCA in exercising their powers to monitor and enforce compliance with Regulation 105. It sets out the role of each Authority, and explains their intention to work together towards the shared purpose of ensuring compliance with the requirements in Regulation 105 of the PSRs 2017.
Further information
More information on how the PSR works with other authorities can be found in our updated Memorandum of Understanding.